-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2OZ4r1rJHDt7drC3NjsP5PBx7HFQHq3yA9t59eqj30K1MVYy/wJ54k5Pv4iBQNP kQgBz6wt26FB7qBcseGKaw== 0001144204-10-046130.txt : 20100823 0001144204-10-046130.hdr.sgml : 20100823 20100823152057 ACCESSION NUMBER: 0001144204-10-046130 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100823 DATE AS OF CHANGE: 20100823 GROUP MEMBERS: KINDERHOOK GP, LLC GROUP MEMBERS: STEPHEN J. CLEARMAN GROUP MEMBERS: TUSHAR SHAH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN MEDICAL ALERT CORP CENTRAL INDEX KEY: 0000700721 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 112571221 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38635 FILM NUMBER: 101032385 BUSINESS ADDRESS: STREET 1: 3265 LAWSON BLVD CITY: OCEANSIDE STATE: NY ZIP: 11572 BUSINESS PHONE: 5165365850 MAIL ADDRESS: STREET 1: 3265 LAWSON BLVD CITY: OCEANSIDE STATE: NY ZIP: 11572 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KINDERHOOK PARTNERS, LP CENTRAL INDEX KEY: 0001220338 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2014619292 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: KINDERHOOK PARTNERS L P DATE OF NAME CHANGE: 20030224 SC 13G 1 v194994_sc13g.htm

CUSIP No.   027904101
13G
Page    1    of     8    Pages

 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2

AMERICAN MEDICAL ALERT CORP.
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)

027904101
(CUSIP Number)

August 25, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o
Rule 13d-1(b)
x
Rule 13d-1(c)
o
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
Page 1 of 8 Pages


CUSIP No.   027904101
13G
Page    2    of     8    Pages

 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Kinderhook Partners, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware, U.S.A.
 
 
NUMBER OF
5
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
 
475,884
EACH
REPORTING
PERSON
7
SOLE DISPOSITIVE POWER
 
0
WITH
8
SHARED DISPOSITIVE POWER
 
475,884
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
475,884
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
Page 2 of 8 Pages


CUSIP No.   027904101
13G
Page    3    of     8    Pages
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Kinderhook GP, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware, U.S.A.
 
 
NUMBER OF
5
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
 
475,884
EACH
REPORTING
PERSON
7
SOLE DISPOSITIVE POWER
 
0
WITH
8
SHARED DISPOSITIVE POWER
 
475,884
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
475,884
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO


Page 3 of 8 Pages


CUSIP No.   027904101
13G
Page    4    of     8    Pages

 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Tushar Shah
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
 
NUMBER OF
5
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
 
475,884
EACH
REPORTING
PERSON
7
SOLE DISPOSITIVE POWER
 
0
WITH
8
SHARED DISPOSITIVE POWER
 
475,884
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
475,884
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN, HC


Page 4 of 8 Pages


CUSIP No.   027904101
13G
Page    5    of     8    Pages

 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Stephen J. Clearman
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
 
NUMBER OF
5
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
 
475,884
EACH
REPORTING
PERSON
7
SOLE DISPOSITIVE POWER
 
0
WITH
8
SHARED DISPOSITIVE POWER
 
475,884
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
475,884
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN, HC

Page 5 of 8 Pages


CUSIP No.   027904101
13G
Page    6    of     8    Pages

 
Schedule 13G
Item 1(a).
Name of Issuer:  American Medical Alert Corp., a New York corporation
 
(the “Issuer”).

Item 1(b).
Address of Issuer's Principal Executive Offices:  3265 Lawson Boulevard, Oceanside, New York 11572.

Item 2(a).
Name of Persons Filing: Kinderhook Partners L.P.

Item 2(b).
Address of Principal Business Office or, if None, Residence:  Tushar Shah, c/o Kinderhook GP, LLC, One Executive Drive, Suite 160, Fort Lee, NJ 07024

Item 2(c).
Citizenship: Delaware, U.S.A.

Item 2(d).
Title of Class of Securities:  Common Stock, $0.01 par value (the “Common Stock”).

Item 2(e).
CUSIP Number: 027904101.

Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
     
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
     
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
     
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
     
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
     
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
     
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
     
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
     
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
     
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
 
Page 6 of 8 Pages


CUSIP No.   027904101
13G
Page    7    of     8    Pages

 
Item 4.
Ownership.

(a) 
Amount beneficially owned:

As of August 16, 2010, Kinderhook Partners L.P. may be deemed to be the beneficial owner of: (a) 475,884 shares of Common Stock of the Issuer.

 
(b)
Percent of class:
 
5.0% of the Issuer’s Common Stock as of August 16, 2010, the date on which it was notified by the Issuer that the Issuer had miscalculated its aggregate number of outstanding shares in its May 2010 Form 10-Q (disclosed as 9,558,045 shares, which put Kinderhook Partners L.P. at 4.9% total ownership in the Issuer), but which has since been corrected by the Issuer’s August 16, 2010 Form 10-Q filing (9,515,148, or 5.0% of the total ownership in the Issuer).

 
(c) 
Number of shares as to which the person has:
 
(i)  Sole power to vote or to direct the vote:

See line 5 of cover sheet.

(ii)  Shared power to vote or to direct the vote:

See line 6 of cover sheet.

(iii)  Sole power to dispose or to direct the disposition of:

See line 7 of cover sheet.

 
(iv)  Shared power to dispose or to direct the disposition of:

See line 8 of cover sheet.
 
Item 5.
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of a class of securities, check the following o.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

 
Not Applicable.

Item 7.
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 
Not Applicable.

Item 8.
Identification and Classification of Members of the Group.

Not Applicable.

Item 9.
Notice of Dissolution of Group.

 
Not Applicable.

Item 10.
Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
Page 7 of 8 Pages


CUSIP No.   027904101
13G
Page    8    of     8    Pages


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  August 25, 2010
 
 
KINDERHOOK PARTNERS, L.P.*
 
     
 
By:
/s/ Stephen J. Clearman
 
 
Name:
Stephen J. Clearman
 
 
Title:
Managing Member
 
       
       
 
KINDERHOOK GP, LLC*
 
     
 
By:
/s/ Stephen J. Clearman
 
 
Name:
Stephen J. Clearman
 
 
Title:
Managing Member
 
       
       
 
/s/ Tushar Shah*
 
 
Name: Tushar Shah
 
     
     
 
/s/ Stephen J. Clearman*
 
 
Name: Stephen J. Clearman
 

 
*The Reporting Persons disclaim beneficial ownership in the shares reported herein except to the extent of their pecuniary interest therein.


Page 8 of 8 Pages

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